ICG Compliance Officer / Compliance
花旗(台灣) 商業銀行股份有限公司(花旗銀行) - Sinyi, Taipei City
1.Interface with businesses to identify, assess, monitor, and report compliance issues in related to Global Markets and GTS. 2....Provide compliance advice and feedback on regulatory issues. 4.Guide business to set up implement compliance RCSA 5.Coordinate quarterly BUCO...
KC - Compliance assistant (6 months contract )
新加坡商立可人事顧問有限公司-General Group - Taipei City
Responsible for the administration of Compliance department. Translate the Police of HQ to Chinese. Details oriented and hands...
Accounting Mgr _ Internal Reporting and Compliance
Yahoo - Taipei City
, and centralizingInternal Reporting and Local Compliance (Stat, Tax, Govt) accounting and reportingpolicies and processes. The position requires prioritization... and Compliance Controllership particularly as we move Country Level Accounting, Reporting and Compliance Operations to our Controllership Global Centre...
新加坡商立可人事顧問有限公司-General Group - Sinyi, Taipei City
Compliance Assistant 約聘期間 2月13~5月 月薪45000~50000 上班地點:信義路5段7號57之1F(101大樓) 1. Registration business persons for ABTL, 2. Helping review... routine marketing materials, 3. Helping to registered inbound/outbound official letters to /from regulators, 4. Helping compliance monitoring...
新加坡商立可人事顧問有限公司-General Group - Sinyi, Taipei City
official letters to /from regulators, 4. Helping compliance monitoring program(PA trading, gift and entertainment, AML, etc.)...
Sales Compliance Professional-S_D
IBM 台灣國際商業機器股份有限公司 - Sinyi, Taipei City
Job description Provides a broad range of compliance guidance and operational support to the in-scope business units, which ensures... requirements and controls programs. Manages or performs compliance testing and controls monitoring per given specific process guidelines, including...
KC - Compliance Director (Private Bank)
新加坡商立可人事顧問有限公司-General Group - Sinyi, Taipei City
The Compliance Officer will assist in the development of a trade surveillance framework for the Taiwan Bank Branch and review certain... or actual problems. ompliance ensures that identified errors, improper conduct or compliance exceptions to regulatory or policy requirements receive...
JH- Wealth Management Compliance Officer
新加坡商立可人事顧問有限公司-General Group - Sinyi, Taipei City
Job Task includes: - Support Compliance Head in monitoring products and/or processes of up to medium complexity and provide advice... on all aspects of the wealth management business - Implementing anti money laundering and other compliance controls in the control plan - Responsible...
Support Compliance Head in monitoring products and/or processes of up to medium complexity and provide advice on all aspects of the wealth... management business Implementing anti money laundering and other compliance controls in the control plan Responsible for account opening...
Accounting Mgr _ Internal Reporting and Compliance
Yahoo - Taipei City
, and centralizing Internal Reporting and Local Compliance (Stat, Tax, Govt) accounting and reporting policies and processes. The position requires... Internal Reporting and Compliance Controllership particularly as we move Country Level Accounting, Reporting and Compliance Operations...
Talent2 Taiwan Co. Ltd天柏人才顧問有限公司 - Sinyi, Taipei City
PURPOSE: ●Good corporate governance is a crucial ingredient to our continued success. The Legal & Compliance department plays a key role in... supporting the business. ●Build and maintain good relationships with regulators ●Maintain effective compliance culture and compliance system...
Sr. Compliance Officer / Compliance
花旗(台灣) 商業銀行股份有限公司(花旗銀行) - Sinyi, Taipei City
1. Assist Country Anti Money Laundering & Sanctions Compliance Officer to oversee and coordinate AML compliance requirement and information...
Compliance Officer / Compliance
花旗(台灣) 商業銀行股份有限公司(花旗銀行) - Sinyi, Taipei City
any recent regulatory updates, training, quarterly SA findings and any other compliance issues affecting their units. 4. Provide consultation... and guidance to the business and operation units and make recommendations on the compliance related matters. 5. Coordinate with BUCO on Compliance RCSA...
美超微電腦股份有限公司(Super Micro Computer, Inc.) - Zhonghe, New Taipei City
1.Need to work with Product Manager, Sales, Customers, 3rd Party Test Lab, and supplier for Global Compliance Regulation project; 2.Need... to schedule, monitor and control compliance project process; 3.Responsible for planning, developing and maintaining product compliance and safety...
T-L-N-149-Compliance Manager(Banking)
Massipower Pte.Ltd - Songshan, Taipei City
T-L-N-149-Compliance Manager(Banking) RESPONSIBILITIES: 1. Identifying compliance issues for new initiatives. 2. Providing compliance... for regulations. 5. Providing compliance checklists. 6. Conducting review of SOP, procedures and compliance review. 7. Distributing new regulations...
T-L-N-132-Seninor Compliance Officer
Massipower Pte.Ltd - Sinyi, Taipei City
T-L-N-132-Seninor Compliance Officer Reponsibilities: •Provide sound and responsive advice on changes and developments of key laws... and regulations applicable to the businesses. •Ensure appropriate procedures and guidance are developed to allow Compliance matters and deliverables...
Talent2 Taiwan Co. Ltd天柏人才顧問有限公司 - Sinyi, Taipei City
•By identifying compliance issues fnew initiatives. •By providing compliance advice to internal customer groups corresponding... to their queries. •By reviewing marketing materials. •By identifying the issue of implementation fregulations. •By providing compliance checklists...
ICG Compliance Officer / Compliance
職務說明： 1.Interface with businesses to identify, assess, monitor, and report compliance issues in related to Global Markets and GTS. 2....Provide compliance advice and feedback on regulatory issues. 4.Guide business to set up implement compliance RCSA 5.Coordinate quarterly BUCO...
- Minimum 1year of admin or Compliance assistant experience in financial industry....