SVP Risk Management 風險管理部 資深副總裁 (HSBC Global Asset Management)
HSBC
Taipei City
Permanent
Full-time
1 month ago
Job Advert DetailsHSBC Asset Management helps clients achieve their investment goals across a full spectrum of strategies including equities, fixed income, ETFs, multi-asset, liquidity and alternative investments. We are committed to responsible investment and it is fully integrated within our investment culture and process. Our geographical footprint across 26 countries and territories allows us to capture the best opportunities for clients wherever they may arise. Our local presence in each region provides us with greater insight into the markets and companies in which we invest.People Responsibility: NReport to: Director, Chief Risk Officer, based in Hong KongPrincipal ResponsibilitiesSVP, Risk Management of HSBC Asset Management in Taiwan (“AMTW”) will lead the Risk Management function in Taiwan and will work across different areas and expertise of Risk and act as the 2nd line Risk function. The main responsibilities are described as followed, but not limited to:‧ Participate actively and support the Asset Management Risk function of AMTW to ensure that all risks within AMTW are being identified, assessed, monitored and controlled per the local regulation, HSBC Group standards and market best practices to protect the clients, employees, assets and reputation of the company and support the growth of the assets, their profitability and sustainability.‧ Lead the local Risk Management Committee and active member in key governance forums (e.g. Executive Committee, New Business Committee)‧ Directly support the ASP CRO and contribute to put in place the appropriate and sustainable risk oversight with the right level of engagement with the business and the investment management function in a continuous and proactive manner.‧ Support the ASP CRO in the different strategic growth initiatives for AMTW and contribute to put in place the appropriate and sustainable risk oversight with the right level of engagement with the business in a continuous and proactive manner‧ Engage key stakeholders of the AMTW as well as within the wider HSBC group in Taiwan‧ Be involved in different global/regional risk initiatives and global risk transformation projects (processes and solutions) to supporting Asia Pacific CRO as well as AMG Risk‧ Share new ideas in relation to risk processes, analysis to streamline and develop an agile risk management approach.‧ As a product manufacturer expert, independently review and challenge as 2nd line of defence stakeholder to ensure the appropriateness of the product in relation to country distribution, client profiles and business activities to support the wealth management product development. Provide value-added support to the product development and review, RFP activities, Client Due Diligence‧ Manage and assess the impact of Regulatory Changes on the AMTW Risk Function. This includes representing the AMTW Risk at relevant project working groups in relation to regulatory/ governance changes‧ Contribute actively to the risk documentation and its review and work closely with the Asia Pacific CRO to ensure the implementation of the risk policies‧ Identify emerging risk issues and initiate mitigating actions; risks include but is not limited to investment risk, counterparty credit risk, operational risk, liquidity risk, information risk, legal and regulatory risk as well as overall reputational risk to the business from any source.Qualifications‧ Graduate degree in Finance or related discipline, professional certification (CFA, CAIA, FRM, PRM, …) is a plus‧ Senior experience in asset management industry, preferably previous and robust experience in investment and/or non-financial risk, within an international working environment‧ Solid finance knowledge of financial instruments and their valuations mechanisms‧ General understanding of the Taiwan regulatory frameworks. Knowledge of regulatory frameworks in other Asian locations is an advantage.‧ Business oriented, forward looking‧ Fluent Chinese and English‧ Ability to multitask and work under pressure, sometimes with tight deadlines, curious, well-organized, analytical and numerical skills, team-player but ability to work independently and take initiatives, oral and written communication skills in Chinese and English‧ Support and encourage close links with Product (design, new launch and review), RFP, Sales and CP team, client Due Diligence to support business growth‧ Leverage on risk systems and capabilities to further enhance monitoring and understanding of investment risk to support existing and potential clients‧ Oversight of the investment risk of different asset classes, including equity, fixed income and alternative assets: implementation of the appropriate and consistent monitoring frameworks in line with AMG Risk principles and policy‧ Robust understanding and in-depth knowledge in regards to the management and monitoring of different types of risks: liquidity, market, counterparty, operational risks‧ Previous experience towards the development of risk metrics, methodologies, framework, processes and systems‧ Ability to translate the understanding of regulatory and/or internal principles and policy into more complex actions and risk output‧ Ability to establish credibility, authority and influence with the key and senior stakeholders, while developing engagement and communication with them‧ License requirements: 證券投資分析人員資格 / 證券投資信託及顧問事業之業務員測驗合格 / 證券商高級業務員測驗合格 / 金融市場常識與職業道德
