Major Investigation Manager

• Responsible for conducting investigations surrounding accounts/transactions of an apparent anomalous nature and, where necessary, escalating cases in accordance with the FCI Investigations Procedural Guidance and EIR Procedures
• Process cases to agreed procedural standards required and within agreed service levels
• Ensure appropriate pro-active use of media and relevant websites to gather intelligence and identify ML or TF risk associated with relevant investigation subjects
• Deal with enquiries from colleagues from LoB in a professional, responsive manner, giving them appropriate guidance, referring to management where necessary
• The jobholder will continually reassess the operational risks associated with the role and inherent in the business, taking account of changing economic or market conditions, legal and regulatory requirements, operating procedures and practices, management restructurings, and the impact of new technology
• The jobholder will also adhere to and be able to demonstrate adherence to internal controls and to all relevant procedures, keeping appropriate records and, where necessary, by the timely implementation of internal and external audit points, including issues raised by external regulators
• The jobholder will implement the Group compliance policy by containing compliance risk in liaison with Global and Regional Compliance functions. The term 'compliance' embraces all relevant financial services laws, rules and codes with which the business has to comply

• 取得金管會認定機構舉辦之國內或國際防制洗錢及打擊資恐專業人員證照者。
• Money Laundering investigations experience, ideally including transaction monitoring
• Experience of identifying activity suggesting ML or CTF risk
• Experience in undertaking investigations/analysis into customer activity with the ability to draw inferences from noted behavior, including transactional profile, against expectation established from CDD data
• Experience in writing reports to identify ML/CTF risk and/or SAR reporting
• Both spoken and written communication skills with the ability to document investigative steps and conclusions effectively, in a clear, concise and professional manner
• Consistently achieve objectives set for them and take action to improve their own performance
• Strong organizational skills
• Collaborative working style with colleagues and broader stakeholders within a cross-border and LoB matrix
• Prior regulatory or law enforcement investigations experience advantageous
• ACAMS or ICA ML/FCC qualifications preferred
• Universal banking experience an advantage

HSBC