Statutory Audit - Associate
JPMorgan Chase
- Taipei City
- Permanent
- Full-time
- Perform periodical statutory audit and generate report promptly as per local ruling requirement.
- Plan and Post "audit plan", and update "audit execution result" for Government bond proprietary trading business & Bond agency business in TWSE website
- Maintain, monitor, and track the responses to official letters related to local regulation and internal control in a timely manner
- Work with Compliance/regulatory management team on regular regulatory examinations conducted by CBC/FSC/TSA and related action plans if any
- Coordinate PwC/FISC on-site audit (Annually/Bi-annually)
- Lead as project manager on the cross LOBs initiatives, location governance, and control risk related agenda
- Coordinate location philanthropy opportunities and volunteer events
- 3 + years in banking/securities industry or relevant experience in compliance/internal controls. CIB background is a plus
- Strong communication and relationship management skills
- Strong influencing skills to drive initiatives/projects across the various businesses, with CAN DO attitude
- Strong analytical and project management skills, with the ability to synthesize and articulate results to a diverse audience
- Multi-tasking is essential, and manages priorities effectively
- Senior Securities Specialist, Bill Broker, Financial Ethics licenses are required
- Fluent in English (both written and oral)