Senior Associate/ Associate, Specialist, Operational Risk Management, COO, Consumer Banking Group

DBS Bank

  • Taiwan
  • Permanent
  • Full-time
  • 45 mins ago
Key Responsibilities
  • Build control awareness and promote risk framework through effective communications within CBG and between BU/SU, including increasing staff awareness of and adherence to regulatory requirements – Fair Dealing, Elderly Customers, SCSA, SA, ULCR monthly report and meeting etc.
  • Manage OR-ULCR Team’s risk & control activities including SCSA, PDPA, G&E monitoring, internal & external auditing, Confirmation letter, etc.
  • Partner with Legal & Compliance (L&C), CBG ULCRs, and other Business Units/Support Units (BU/SU) to ensure alignment with broader business objectives and continuously strengthen the risk and control of regulations.
  • Contribute to and support key risk and control projects, working seamlessly with CBG COO Office colleagues and CBG ULCRs to drive successful outcomes.
  • Conduct thorough gap analyses of existing policies against new or evolving regulations and provide expert guidance and support to CBG COO Office and CBG ULCRs on local regulatory matters.
  • Work effectively with COO Office colleagues and CBG ULCRs to ensure the compliance with regulatory issues identified are appropriately escalated to management
  • Handle and coordinate internal or external audits, ensuring timely submission of required deliverables, follow up on corrective action plans.
  • Undertake special projects and assignments as directed by management to address emerging risk or control priorities.
Qualifications
  • 5 years and above experiences in the Banking Financial Industry field
  • Solid experience in Risk & Control management, auditing, and/or project management
  • Deep understanding of Consumer Banking products
  • Sound knowledge of regulatory requirement for Consumer Banking products
  • Proficient Microsoft Office (e.g. Excel, PowerPoint) and project skills
  • Demonstrate experience delivering results in an ambiguous and changing environment, the ability to work independently and be a self-starter
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DBS Bank

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