Key Accountabilities:● Provide RM with insights into clients’ AML risk and develop an understanding of Industry sector, client information and other risk relevant factors● Assist in preparation, development, due diligence and approval of the High Risk Customer CDD● Be competent and familiar with all CDD policies and guidelines and complete CDD in compliance with the guidelines and policies as well as regulations● Conduct customer Due Diligence on existing client’s Periodic Review/Trigger Review, analysis of accounts and review client information.● Validate the information within KYC records to ensure completion and accuracy● Appropriately assess customer risk rating when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding DBS group.● Process and publish daily MIS for the team and daily reports● Execute and review negative media from client screening, and escalate where necessary● Able to work effectively with other members of COO Office and ensure that all issues identified are appropriately escalated to management.● Able to work under pressure.Knowledge /Experience/Skills● Strong written and oral communication skills and problem-solving skills● Relevant experience with similar responsibilities in a high volume, fast-paced environment and industry systems and platforms● Relevant work experience and understanding of AML KYC regulations● Understanding of the inter-dependencies of roles within a CDD process and requirements for KYC Record successful completion across relevant client types● Proficient Microsoft Office user (i.e. Excel, PowerPoint) and ability to perform moderately complex queriesAble to work under pressure.Education / Preferred Qualifications● Bachelor's degree/University degree or equivalent experience● Proficiency Test for Bank Internal Control and Audit● CPP,CPI,CFE or CAMS preferredWorking experience● 1-2 years experiences in Financial Industry field.● Basic knowledge of Banking, Credit Card, PL, ML, AL Products and Transactions.● Basic knowledge of Regulatory requirement for AML and Sanctions職稱: 客戶KYC/CDD定期審查人員工作內容● 負責高風險客戶的相關資料蒐集，並依據銀行內部作業準則完成CDD表單( Customer Due Diligence Form)。● 主動聯繫分行/客戶了解其最新職業及背景。● 依據分行回覆之客戶Customer Due Diligence，覆核其合理性及正確性，完成姓名檢核, 交易檢視等客戶風險等級評估● 在業務端做決策時，適當地評估客戶風險評級，有益於維護公司聲譽和保障DBS集團。● 協助CDD MIS資料統整和分析報表，和相關專案支援● 配合反洗錢監控中心，觀察客戶資金流向，並加入CDD評估● 與銀行法規遵循單位合作，推行並落實台灣之反洗錢監控其他條件● 大學以上● 1-2年以上相關經驗● 良好溝通能力與解決問題能力● 具備在快速案件壓力下的適應能力● 具有相關AML/ CDD KYC工作經驗並了解洗錢防制相關法規● 良好的英文讀寫能力
